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PROPERTY

G ´ABOR CZ´EDLI, ROBERT C. POWERS, AND JEREMY M. WHITE

Abstract. LetLbe a lattice of finite length,ξ= (x1, . . . , xk) Lk, andy L. Theremotenessr(y, ξ) ofyfromξisd(y, x1)+· · ·+

d(y, xk), wheredstands for the minimum path length distance in the covering graph ofL. Assume, in addition, thatL is a graded planar lattice. We prove that whenever r(y, ξ) r(z, ξ) for all z L, then y x1∨ · · · ∨xk. In other words, L satisfies the so-calledc1-median property.

1. introduction

Let L be a lattice of finite length, ξ = (x1, . . . , xk) ∈ Lk, and y ∈ L. The remoteness r(y, ξ) of y from ξ is d(y, x1) + · · · + d(y, xk), where d stands for the minimum path length distance in the covering graph of L. The set of medians of ξ is M(ξ) = {y ∈ L : r(y, ξ) ≤ r(z, ξ) for all z ∈ L}. The determination of median sets based on different types of metric spaces is an important problem in mathematics with applications in areas such as cluster analysis and social choice [2], consensus and location [4] [9], and classification theory [1].

The determination of median sets in terms of the ordering onLleads to some interesting results. For any ξ = (x1, . . . , xk) ∈Lk and for any integert such that 1≤t ≤k we let

ct(ξ) =_ { ^

i∈I

xi :I ⊆ {1, . . . , k},|I|=t}

and

c0t(ξ) =^ {_

i∈I

xi:I ⊆ {1, . . . , k},|I|=t}.

In 1980, Monjardet [10] showed that ifLis a finite distributive lattice, then

M(ξ) = [ct(ξ), c0t(ξ)]

where t = bk2 + 1c. The functions cbk

2+1c and c0

bk2+1c are known as the majority rule and dual majority rule, respectively. Thus Lbeing finite

Key words and phrases. Median property, graded lattice, planar lattice.

2010Mathematics Subject Classification. Primary 06B99, secondary 05C12 . 1

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and distributive implies that the median set for a given ξ ∈ Lk is an order interval with bounds given by the majority and dual majority rule.

In 1990, Leclerc [8] proved that the converse holds. Specifically, for a finite lattice L, if the median setM(ξ) is equal to [cbk

2+1c(ξ), c0bk

2+1c(ξ)]

for anyξ ∈Lk, thenL is distributive. Leclerc also proved that a finite lattice L is modular if and only if M(ξ) ⊆ [cbk

2+1c(ξ), c0bk

2+1c(ξ)] for every ξ ∈ Lk. Moreover, he showed that L is upper semimodular if and only if M(ξ) ⊆ [cbk

2+1c(ξ),1L] for every ξ ∈ Lk where 1L = W L.

The lower bound cbk

2+1c(ξ) is tight as shown whenLis distributive, but the upper bound of 1L seems a bit crude and it is natural to ask for a better upper bound. Leclerc suggested the element

c1(ξ) =_ { ^

i∈I

xi :I ⊆ {1, . . . , k},|I|= 1}= _k

i=1

xi

as a possible upper bound for M(ξ). In 2000, Li and Boukaabar [6]

gave a nontrivial example of an upper semimodular latticeL with 101 elements in which there existed a ξ ∈ L3 such that c1(ξ) was not an upper bound for M(ξ). This example leads us to ask the following question. What conditions does a latticeLhave to satisfy so thatc1(ξ) does serve as an upper bound for M(ξ) for any ξ∈Lk?

We say that the lattice Lsatisfies the c1-median property if _M(ξ)≤ c1(ξ)

holds for all ξ = (x1, . . . , xk) ∈Lk. The motivation for the c1-median property is the idea that this property may provide insight into the use of ordinal tools to help limit the search for medians. In this note we prove that a lattice of finite length satisfies the c1-median property if it is graded and planar. Consequently, any planar upper semimodular lattice satisfies the c1-median property. The class of slim semimodular lattices, which has been of interest in this journal [3], are known to be planar and so these lattices satisfy the c1-median property as well.

2. Preliminaries

A lattice L isgraded if any two maximal chains of L have the same number of elements. Let L be a graded lattice of finite length. For x∈L, theheight h(x) of xis equal to the length of the interval [0L, x]

where 0L = V

L. Also, for x, y ∈ L, the classic distance between x andyin the undirected covering graph associated with Lis denoted by d(x, y). The graded condition imposes a structure that links d(x, y),

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h(x), and h(y). Namely, the following can be found as Lemma 2.1 in [5].

Lemma 2.1. Let L be a graded lattice of finite length and let x and y be elements of L. Then

(i) d(x, y)≥ |h(x)−h(y)|,

(ii) d(x, y) =h(x)−h(y) if and only if x≥y, and (iii) d(x, y)≥ |h(x)−h(y)|+ 2 if xky.

Leclerc made the following observation in the conclusion of his paper [8]. Suppose that L is a finite upper semimodular lattice, ξ ∈Lk, and m ∈ M(ξ). Leclerc asserted (without proof) that h(m) ≥ h(c1(ξ)) implies m = c1(ξ). The next Lemma gives a result that is similar to Leclerc’s observation. However, we assume that L is a graded lattice of finite length.

Lemma 2.2. Let L be a graded lattice of finite length. For any ξ = (x1, . . . , xk)∈Lk and for any y ∈L such thaty 6=c1(ξ),

h(y)≥ h(c1(ξ)) ⇒ y 6∈M(ξ).

Proof. LetLbe a graded lattice of finite length, ξ= (x1, . . . , xk)∈Lk, and letx =c1(ξ). Assume that y∈L satisfies h(y)≥h(x) andy6=x.

Then, for each xi ∈ξ,

(2.1) d(x, xi) =h(x)−h(xi)≤h(y)−h(xi)≤d(y, xi).

If h(y)> h(x), then from (2.1) we get d(x, xi)< d(y, xi) for all xi ∈ξ and so r(x, ξ) < r(y, ξ). Thus, y 6∈ M(ξ). If h(y) = h(x), then, since y 6= x, there exists xj ∈ ξ such that xj 6≤ y. It follows from Lemma 2.1 that d(y, xj) > h(y)−h(xj) = h(x)−h(xj) = d(x, xj). So then d(x, xj)< d(y, xj) along with (2.1) imply that r(x, ξ)< r(y, ξ). Again

we havey6∈ M(ξ).

We note that the converse of Lemma 2.2 does not hold. The lattice N5 provides an example of a lattice that satisfies the conclusion of Lemma 2.2 that is not graded.

3. Main Result

A latticeLis planar if it has a planar Hasse diagram; see Kelly and Rival [7]. We now give the statement and proof of our main result.

Theorem 3.1. Let Lbe a graded lattice of finite length. IfLis planar, then L satisfies the c1-median property.

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Proof. LetLbe a graded lattice of finite length, ξ= (x1, . . . , xk)∈Lk, and let x = c1(ξ). We assume that a planar diagram of L is fixed.

Suppose, for a contradiction, that y ∈ L\[0, x] but y ∈ M(ξ). By Lemma 2.2, h(y) < h(x). Hence, y k x. Let C0 and C1 be the left boundary chain and theright boundary chain of [0, x], respectively, in the fixed planar Hasse diagram of L; see Kelly and Rival [7]. They are maximal chains of [0, x]. Pick a maximal chain D in [x,1], and let Ci = Ci∪D. Since y k x, we know from Propositions 1.6 and 1.7 of Kelly and Rival [7] that eitheryis strictly on the left of every maximal chain containing x, or y is strictly on the right of all these maximal chains. Hence, by left-right symmetry, we can assume thaty is strictly on the left of C0.

For i ∈ {1, . . . , k}, take a path of length d(y, xi) from y to xi in the covering graph of L. Further, the work found in [7] implies that this path contains an element zi ∈ C0. We can assume that zi ∈ C0, because otherwise xi ≤ x < zi and Lemma 2.1 allows us to mod- ify the path so that it goes through both x and zi. Since the path in question is of minimal length, d(y, xi) = d(y, zi) + d(zi, xi), for i ∈ {1, . . . , k}. Forming the sum of these equalities and denoting (z1, . . . , zk) and d(z1, x1) + · · · +d(zk, xk) by ζ and D(ζ, ξ), respec- tively, we obtainr(y, ξ) =r(y, ζ) +D(ζ, ξ). Letz1 be one of the largest components of ζ. If z1 < y, then Lemma 2.1 and the triangle in- equality give r(z1, ξ)≤ r(z1, ζ) +D(ζ, ξ) < r(y, ζ) +D(ζ, ξ) =r(y, ξ), which contradicts y ∈ M(ξ). So, we can assume z1 6< y. Further- more, since y 6≤ x, z1 k y. Let z ∈ C0 be the unique element of C0 with h(z) = h(y), and note that {z, z1, . . . , zk} is a chain. By Lemma 2.1, d(z, zi) = |h(z)−h(zi)| = |h(y)−h(zi)| ≤ d(y, zi) for all i∈ {1, . . . , k} and d(z, z1) =|h(z)−h(z1)|=|h(y)−h(z1)|< d(y, z1), since z1 k y. Combining these inequalities, r(z, ζ) < r(y, ζ). Thus, r(z, ξ) ≤ r(z, ζ) +D(ζ, ξ) < r(y, ζ) +D(ζ, ξ) =r(y, ξ), contradicting

y∈M(ξ).

The dual of Proposition 5.1 in [8] says that if a finite lattice L is lower semimodular, then for any ξ ∈ Lk and for any m ∈ M(ξ) the inequalitym≤c0

bk2+1c(ξ) holds. Sincec0

bk2+1c(ξ)≤c1(ξ) for any ξ ∈Lk, we can combine the dual of Proposition 5.1 in [8] with our main result to get the following corollary.

Corollary 3.2. If L is a finite graded lattice that is planar or lower semimodular, then L satisfies the c1-median property.

Finally, note that Theorem 3.1 and its dual lead to the following result.

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Corollary 3.3. Suppose L is a finite lattice. If L is both graded and planar, then

M(ξ)⊆[c01(ξ), c1(ξ)]

for any ξ= (x1, . . . , xk)∈Lk.

4. concluding remarks

In this note, we have shown that a latticeL of finite length satisfies the c1-median property if L is both planar and graded. These condi- tions are sufficient but not necessary. Indeed, if L is distributive and nonplanar or if L is the ungraded and planar lattice N5, then L satis- fies the c1-median property. On the other hand, the following simple example shows why we can’t stray too far from the graded condition.

Let L={0 = x1, a1, a2, a3, a4 =x2, y,1} be the 7-element lattice with a1 < · · · < a4 and y k ai for i ∈ {1, . . . ,4}. If ξ = (x1, x2), then it is easy to check that M(ξ) = {x1, x2, y,1}. Since y 6≤ x1 ∨x2 = x2

it follows that L does not satisfy the c1-median property. The sim- plest example we know of a graded and nonplanar lattice L such that L does not satisfy the c1-median property is the example given in [6].

Moreover, White [12] showed that if L is upper semimodular and L does not satisfy thec1-median property, then the height ofLis at least 7. Therefore, it would be interesting to uncover the precise connection between upper semimodularity and the c1-median property.

References

[1] Barth´elemy, J.P., Leclerc, B., Monjardet, B.: On the use of ordered sets in problems of comparison and consensus of classifications. J. Classification 3, 187-224 (1986)

[2] Barth´elemy, J.P., Monjardet, B.: The median procedure in cluster analysis and social choice theory, Math. Social Sci.1, 235-268 (1981)

[3] Cz´edli, G., Schmidt, E. T.: Slim semimodular lattices. I. A visual approach.

Order29, 481-497 (2012)

[4] Cook, W.D., Kress, M.: Ordinal information and preference structures: deci- sion models and applications, Prentice-Hall, Englewood Cliffs (1992)

[5] Duffus, D., Rival, I.: Path length in the covering graph of a lattice. Discrete Math.,19, 139-158 (1977)

[6] Li, J., Boukaabar, K.: Singular points and an upper bound of medians in upper semimodular lattices. Order17, 287-299 (2000)

[7] Kelly, D., Rival, I.: Planar lattices. Can. J. Math27636-665 (1975)

[8] Leclerc, B.: Medians and majorities in semimodular lattices. SIAM J. Disc.

Math.3, 266-276 (1990)

[9] Mirchandani, P.B., Francis, F.L. eds.: Discrete Location Theory. John Wiley and Sons, NY, (1990)

[10] Monjardet, B.: Th´eorie et applications de la m´ediane dans les treillis distribu- tifs finis. Annals Discrete Math.9, 87-91 (1980)

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[11] Stern, M.: Semimodular Lattices: Theory and Applications. Encyclopedia of Mathematics and its Applications73, Cambridge University Press (2009) [12] White, J.: Upper semimodular lattices and the c1-median property. Ph.D.

Thesis, University of Louisville, Louisville (2007) E-mail address: czedli@math.u-szeged.hu URL:http://www.math.u-szeged.hu/~czedli/

University of Szeged, Bolyai Institute, Szeged, HUNGARY 6720 E-mail address: rcpowe01@louisville.edu

Department of Mathematics, University of Louisville, Louisville, Kentucky 40292 USA

E-mail address: jwhite07@spalding.edu

School of Natural Science, Spalding University, Louisville, Ken- tucky 40203 USA

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